Solutions
Document collection for financial advisors
Advisors and brokers need complete client files - KYC identification, account applications, tax returns, and insurance statements - before recommendations and applications move forward.
Infile replaces email collection with tracked checklists, automated reminders, and organized exports that satisfy compliance review without another client login portal.
Especially useful for mortgage brokers managing parallel borrower document packages during application season.
Common challenges
- Borrowers and clients send incomplete KYC packages
- Compliance reviewers reject files with missing dates or signatures
- Loan officers spend hours on follow-up calls for standard statements
- Generic portals confuse retail clients
How Infile helps financial advisors, rias, and mortgage brokers
KYC and onboarding checklists
ID, proof of address, employment verification, and account forms in one package.
Annual review packages
Recurring document requests for insurance, tax, and account statements.
Automated client reminders
Keep applications moving without loan officer manual chasing.
Export for compliance review
Organized submissions ready for compliance officer approval.
Mortgage broker workflow
Send borrower checklists at application, set due dates before underwriting milestones, and track missing pay stubs or bank statements from one dashboard.
- Pay stubs and W-2s
- Bank statements (2 months)
- Tax returns (2 years)
- Asset statements
- Explanation letters for large deposits
Frequently asked questions
Answers to common questions about this topic.